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Substantive Policy Statements

A.R.S. 41-1001. Definitions
"Substantive policy statement" means a written expression which informs the general public of an agency's current approach to, or opinion of, the requirements of the federal or state constitution, federal or state statute, administrative rule or regulation, or final judgment of a court of competent jurisdiction, including, where appropriate, the agency's current practice, procedure or method of action based upon that approach or opinion.
A.R.S. 41-1091(B)
A substantive policy statement is advisory only. A substantive policy statement does not include internal procedural documents which only affect the internal procedures of the agency and does not impose additional requirements or penalties on regulated parties or include confidential information or rules made in accordance with the Arizona administrative procedure act.  If you believe that a substantive policy statement does impose additional requirement of penalties on regulated parties you may petition the agency under Arizona Revised Statutes §41-1033 for a review of the statement.

 

Arizona Department of Financial Institutions

Description: dfilogo11

SUBSTANTIVE POLICY STATEMENTS

 


 ARTICLE 1. GENERAL ADMINISTRATION

APPLICATIONS

GE-1

SHORT DISTANCE RELOCATION OF OFFICE

GE-2

CREDIT REPORTS/ARREST RECORDS

GE-3

ARTICLE 2. BANKS

MINIMUM AUDIT PROCEDURES

BA-1
FDIC

LEGAL LENDING LIMIT

BA-2

LEGAL LENDING RESTRICTIONS

BA-3

Repealed - DOUBTFUL LOAN CLASSIFICATION

BA-4 Repealed

CALCULATING LEGAL LENDING LIMITS

BA-5

LOAN PRODUCTION OFFICE

BA-6

ESCROW COMPANY SERVICES THAT CAN BE PAID BY A BANK

BA-7

FINANCIAL ACCOUNTING STANDARD 115

BA-8

ARTICLE 3. ESCROW AGENTS

SEMI-ANNUAL REPORT

EA-1

ANTI-INDUCEMENT STATUTE

EA-2

FUNDS DISBURSEMENT STATUTE

EA-3

ARTICLE 4. MORTGAGE LENDING

Repealed - LOAN PROCESSING COMPANIES

MB-1 Repealed

LOAN AGREEMENTS

MB-2

Repealed - OUT-OF-STATE BRANCHES

MB-3 Repealed

RENEWAL FEES

MB-4

ARTICLE 5. PREMIUM FINANCE COMPANIES

Repealed - BRANCH OFFICE DEFINITION

PF-1
Repealed

ARTICLE 6. CONSUMER LENDERS

SALE OF INSURANCE

CL-1

DUAL LICENSES

CL-2

ARTICLE 7. TRUST COMPANIES

Repealed - LIQUID CAPITAL REQUIREMENT

TC-1 Repealed

AUDIT REQUIREMENTS

TC-2

ARTICLE 8. CREDIT UNIONS

NCUA INVESTMENT REGULATION PART 703

CU-1

ARTICLE 9. REAL ESTATE APPRAISAL

PROCEDURES FOR HEARINGS AND DISCIPLINARY PROCEEDINGS

REA-1