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Forms and Fees

 

NMLS processing fee

Pursuant to Arizona Administrative Code R20-4-104, the Superintendent has the discretion to accept alternative application forms, but it does not limit the Superintendent’s power to require additional information necessary to complete an application.
In 2009, Arizona joined with CSBS and AARMR to bring greater efficiencies and coordination to the regulation of non-depository financial service providers though the automation and streamlining of state licensing and the sharing of information across states.  Arizona’s forms can be found by accessing the NMLS Resource Center for state Licensing requirements.

Description

Fees

Forms

New Application -  Mortgage Broker or Commercial Mortgage Broker
Each original application shall be accompanied by a nonrefundable fee of eight hundred dollars.

$800

NMLS  MB or CMB New Application Checklist

Branch Application - Mortgage Broker or Commercial Mortgage Broker
Each branch application shall be accompanied by a nonrefundable fee of two hundred fifty dollars.

$250.00

NMLS MB or CMB New Application Checklist

New Application - Mortgage Banker or Commercial Mortgage Banker
Each original application shall be accompanied by a nonrefundable fee of fifteen hundred dollars.

$1,500

NMLS BK or CBK New Application Checklist

Branch Application - Mortgage Banker or Commercial Mortgage Banker
Each branch application shall be accompanied by a nonrefundable fee of five hundred dollars.

$500.00

NMLS Branch New application Checklist

New Application - Registered Exempt Person
Each application shall be accompanied by a nonrefundable fee of three hundred dollars.

$300.00

NMLS New Application Checklist

New Application - Loan Originator
Each application shall be accompanied by a nonrefundable fee of three hundred fifty dollars.  *In addition, you must include either a loan originator surety bond from your employer or one hundred dollars to be paid into the loan originator recovery fund.

$350.00
&*$100.00

 

Renewal - Mortgage Broker and Commercial Mortgage Broker
The Renewal fee is two hundred and fifty dollars if you closed fifty loans or less in the previous calendar year.  If you closed more than 50 loans, then the renewal fee is five hundred dollars.  Plus you will need to include two hundred dollars for each branch.

$250.00
or
$500.00

Branch
$200.00

  • NMLS streamlined annual renewals

Renewal - Commercial Mortgage Banker
Renewal fee is one thousand two hundred fifty dollars, plus two hundred fifty dollars for each branch.

$1,250.00

Branch $250.00

  • NMLS streamlined annual renewals

Renewal - Mortgage Banker
Renewal fee is seven hundred fifty dollars if you closed one hundred loans or less in the previous calendar year.  If you closed more than 100 loans, then the renewal fee is one thousand two hundred fifty dollars.  Plus you will need to include two hundred fifty dollars for each branch.

$750.00
or
$1,250.00

Branch $250.00

  • NMLS streamlined annual renewals

Renewal - Loan Originator
Renewal fee is one hundred fifty dollars, plus a copy of your employer’s loan originator surety bond or one hundred dollars to be paid into the loan originator recovery fund.

$150.00

  • NMLS streamlined annual renewals

Fingerprint card

$22.00

FP Instructions

Request FP card

Address Change

$50.00

NMLS AMENDMENT FORM

Name Change

$250.00

NMLS AMENDMENT FORM

Officer Change

$0.00

NMLS AMENDMENT FORM

Duplicate License

$100.00

NMLS AMENDMENT FORM

Responsible Individual  change

$250.00

NMLS AMENDMENT FORM

Change of Control (need AZDFI permission first)

$0.00

NMLS AMENDMENT FORM

Conversion

$500
or
$250
or
$200

NMLS AMENDMENT FORM

Change of Sponsorship - Loan originator

$50.00

NMLS AMENDMENT FORM

Status change – reactivate an inactive license other than a renewal time.

Varies

NMLS AMENDMENT FORM

License Surrender

 

NMLS Surrender Form

Mortgage Surety Bond

 

Bond form

CD in Lieu of a Surety Bond Assignment Instructions